REASSESSMENT AND UNCERTAINTIES: ELLSBERG AND GOVERNMENT DISSENSION DURING THE VIETNAM WAR
Erica Spinelli
Writer’s comment:
The History 174C assignment for which I wrote the following term paper
is by far the most challenging assignment I have encountered while at
UCD. We had to discuss a comprehensive book on Vietnam, America’s
Longest War, (a.k.a. America’s Longest Book) in light of a research
topic we had to choose, all the while considering how the book and
topic related to Tim O’Brien’s The Things They Carried.
Needless to say, an effective thesis that covered all of that took
quite a while to develop. Only after a horrific first draft was I able
to see the deeper thematic connections between both books and Daniel
Ellsberg’s experiences. My work on this paper (and particularly the
final editing that went into the draft that is printed here) has
ultimately shown me that good writing takes time, patience, and many,
many rough drafts.
—Erica Spinelli
Instructor’s comment: History 174C (America Since
1945) is a large class (over 250 students), but I encourage students to
come talk with me about paper topics. Erica was one of the first to do
so. The major requirement for the course was a paper on the Vietnam War
era. Students were encouraged not to expect a simple “right” answer for
the questions raised by the war, but rather to try to view the events
of this period from many different perspectives. Since the other course
assignments limited the students’ time, this assignment was something
of a hybrid: less than a full-tilt research paper, but considerably
more than a regurgitation of assigned readings or lectures. I wanted
students to gain a basic familiarity with the issues, and then to
choose some aspect of the Vietnam era to explore in greater depth.
Before selecting their specific topics, students were required to read
a general background history of the war years; the memoirs of a Vietnam
veteran writer; and excerpts from a variety of decision makers,
participants (U.S. and Vietnamese), and critics. Erica chose to explore
Daniel Ellsberg, the former State Department strategist whose decision
to leak internal documents (The Pentagon Papers)
gave the nation a firsthand view of the unresolved contradictions that
plagued U.S. policy toward Vietnam from the outset of the war. I was
particularly impressed by Erica’s ability to draw connections between
these high-level conflicts and the experiences of combatants in the
field.
—Michael Smith, History Department
Daniel Ellsberg once
believed in the need to contain Communism, in America’s military
supremacy, and in the sanctity of those who governed America’s
democratic institutions, yet decades of American involvement in Vietnam
changed these beliefs for him. The nature of the Vietnam War forced
Ellsberg to revise his earlier faith in America’s ability to win any
war and his faith in the trustworthiness of America’s leaders. By 1971,
this former Defense Department official had so completely altered his
thinking that he leaked classified documents to the press in order to
encourage public scrutiny of American foreign policy decisions in
Vietnam and of the integrity of those who made such decisions. Although
Ellsberg is an extreme example, he illustrates the way the Vietnam War
called into question many widely accepted beliefs that were shaped by
American experience in World War II and in the Cold War.
The reassessment of these World War II and Cold War assumptions,
however, was not universal within the nation nor within the government
elite. As some leaders revised their thinking because of Vietnam, and
others held tightly to their initial assumptions despite contradictory
evidence, dissent and confusion increased in the higher echelons of
government. This high-level dissension mirrored the differences of
opinion in the nation and was often responsible for ambiguous,
inconsistent policies in Vietnam. Tim O’Brien’s The Things They Carried
reveals how the lack of government consensus and clear purpose in
policy, as indicated by an analysis of Ellsberg’s intellectual
conversion, translated into confusion, purposelessness, and futility
for those who actually served in the Vietnam War.
Daniel Ellsberg was ten when Japan attacked Pearl Harbor and the United
States entered World War II. Like most people who came of age in the
mid-40’s and 50’s, his perceptions of his country and its role in the
world were profoundly shaped by World War II and by the resulting Cold
War against Communism (Schrag 30-31). The 50’s and early 60’s were an
“age of consensus” when the American experience of World War II and the
Cold War had so shaped American cultural assumptions that the country,
on the whole, became “confident to the verge of complacency about the
perfectibility of American society [and] anxious to the point of
paranoia about the threat of Communism” (Hodgson 98, 104). Most
Americans during this time of “liberal consensus” agreed that Communism
threatened cherished democratic institutions and American capitalism.
They thus believed that fighting Communism was necessary, and with the
victories of World War II still fresh in their minds, they were sure
that their nation was strong enough to fight Communism and win. “Few of
them doubted the essential goodness and strength of American society”
(Hodgson 98) or the goodness and strength of the government officials
that led them toward their goal of containing Communism.
In America’s Longest War: the United States and Vietnam, 1950-1975,
George C. Herring explains how this widely perceived need to contain
Communism formed the basis of American foreign policy in Vietnam for
over two decades (xi). Herring argues that even though various
administrations came and went during American involvement in Vietnam,
the assumptions underlying their policies remained much the same:
Communism had to be contained, and Vietnam was vital to American
interests because it was the “last military bulwark” that could contain
Communism and prevent the “fall” of the rest of Southeast Asia (17).
The “ideology of the liberal consensus” (Hodgson 97) not only affected
policy-making in Vietnam through the perceived need to contain
Communism, but also shaped foreign policy there via the fundamental
belief that America had the power and strength to succeed in containing
Communism. Herring contends that few American leaders questioned their
assumption that the United States had the diplomatic and military
strength to defeat the North Vietnamese and to secure a solid democracy
in the South. With such a mindset, American officials embarked upon
years of “experiments in nation building” in which they attempted to
manufacture strong, stable, democratic governments in South Vietnam
through shifting allegiances with such leaders as Ngo Dinh Diem, Nguyen
Khanh, and Nguyen Van Thieu (Herring 47).
Although Daniel Ellsberg would later reassess his views of the policy
of containment and of America’s right to build democracies in the
South, he was originally one of the government officials that Herring
describes as having taken containment and its conclusions about nation
building as “articles of faith” (17). Not only did the cultural climate
of the “age of consensus” shape Ellsberg’s perceptions of the Vietnam
War before 1967, but his participation in the military and in the
government also solidified his “tacit, unquestioned belief that [the
US] had a right to ‘win’ in many ways defined by us (i.e., the
President)” (Schrag 40).
Fifteen years before the release of the Pentagon Papers,
Ellsberg had been a “well-disciplined” Marine who served in the First
Marine Division, the company with the lowest AWOL rate (Schrag 24).
After his time with the military and after he had earned degrees from
Harvard and Cambridge, Ellsberg advised the State and Defense
Departments during the Cuban Missile Crisis and was responsible for
“estimating the so-called missile gap” for the Kennedy Administration
(Schrag 25). His experience with the military, his level of education,
and his experience in Cold War events, along with his titles of Special
Assistant to the Assistant Secretary of Defense and Special Assistant
to the Deputy Ambassador, marked Ellsberg as a dedicated Cold Warrior
and “rising star of the military-intellectual complex” (Schrag 26). As
a part of this military-intellectual complex, Ellsberg was firmly
committed to “the system, the War, the elaborate security measures they
entailed,” and to the assumptions about containment that underlay each
of them (Schrag 32).
Like many of the “closet dissenters” (Chafe 356) in the State
Department and Defense departments who began to question American
assumptions in Vietnam after the Tet Offensive in 1968, Daniel Ellsberg
also eventually abandoned the ideology of the military-intellectual
complex and began to challenge the very notions that created American
foreign policy in Vietnam. It was not Tet, however, that precipitated
Ellsberg’s “conversion” to a repudiation of his initial Cold War
thinking (Schrag 32). His research interests, his two years of living
in Vietnam, and his unparalleled access to the Pentagon Papers shaped his later views of American involvement in Vietnam and ultimately led to his release of the once-classified study.
Ellsberg’s “long time concern to understand policy making,” as
reflected in his 1952 Harvard honors thesis on the effects of
uncertainty on government decision-making, only grew when Walt Rostow
asked him to research government decision-making during crises
(Ellsberg 14). Through this project, Ellsberg gained access to
documents concerning decisions made in the Cuban Missile Crisis, the
Berlin Crisis, and the U-2 incident, the 1960 Soviet capture of an
American U-2 spy plane and its reconnaissance pilot (Ellsberg 15). His
experience with this research allowed him to develop an intimate
knowledge of government policy-making.
This knowledge, along with his direct experience with military
decision-making in the Pentagon as the Assistant to the Assistant
Secretary of Defense, helped form his view that poor decisions were
often the results of misinformation. General Edward Lansdale’s request
that he visit Vietnam and oversee the Pacification process gave him an
opportunity to prove his hypothesis: his two years of service in
Vietnam (1965-1967) confirmed Ellsberg’s view that “official reporting
[was] grossly inadequate to the job of educating high-level decision
makers.” Ellsberg discovered during his time in Vietnam that the
President often received misleading reports that were falsely
constructed to imply optimism (16).
Aside from this discovery of manufactured information, Ellsberg’s time
in Vietnam also revealed to him the failure of the unquestioned World
War II and Cold War assumptions that Herring discusses. Ellsberg
comments that the tactics he saw implemented in Vietnam had
“discredited in [his] eyes any hopes of success.” He also remarks on
“the increasingly obvious unlikelihood of our changing [our tactics]”
or the assumptions upon which they were based. This process of
realizing that his long-held beliefs may no longer have been adequate
or even vaguely applicable to the situation at hand “was the most
frustrating, disappointing, disillusioning period of [his] life”
(Ellsberg 16-17).
Ellsberg’s continuing doubts about the efficacy of American policy and
policy-making increased when he returned to the United States in 1967
and was commissioned by Secretary of Defense McNamara to help compile a
historical study of American decision-making in Vietnam. Convinced to
help in exchange for access to a full copy of the report once it was
completed, Ellsberg began his research of Kennedy’s 1961 foreign policy
decisions. During this research, Ellsberg came to conclude that there
were “ultimate discrepancies” between the President’s policies and the
policies recommended by his advisors (21).
Ellsberg did not initially understand such discrepancies, because he
still believed that poor decisions were the result of misinformation
that advisors provided to the President. After reading the entire
McNamara study (later known to the public as the Pentagon Papers),
however, Ellsberg came to understand that “the President was part of
the problem” (Ellsberg, 34-35). Ellsberg realized that poor
decision-making was often the result of the President ignoring the
advice of his advisors. Ellsberg pinpointed the structural causes
within the Executive Branch that accounted for the President’s tendency
(no matter who filled the office) toward independent decisions and for
years of policies based on the same unquestioned Cold War assumptions.
Ellsberg saw that the power invested in a single Executive placed the
full responsibility for failure directly upon the President. This
institutionalized balance of power and responsibility made questioning
the assumptions of one’s predecessors a risky venture: to stray from
previous policy by heeding the words of one’s advisors was to brave the
culture of the consensus and to personally risk one’s political future.
Presidents were thus reluctant to approve changes in policy, even in
the face of new evidence or changing circumstances. Within this
context, Ellsberg came to understand the Vietnam War as a manifestation
of the “institutional ‘anti-learning’ mechanisms [in the US Government]
working to preserve and guarantee unadaptive and unsuccessful behavior”
(18).
The McNamara study also enabled Ellsberg to see another side of the
immense power and responsibility of the Executive. He found that the
structural allocation of power “gave [the President] enormous
capability to postpone or conceal . . . personal failure by means of
force or fraud” (Ellsberg 34-35). Although Presidents were concerned
about failure resulting from their decisions to change accepted
policies, this ironically promulgated their need to conceal the
failures that accompanied their conscious decisions to uphold the
status quo. Ellsberg came to understand how the secrecy of the “insider
consulting,” which had been the basis of his own career, had “supported
and participated in the structure of . . . unchallenged executive power
that led directly to its rigid, desperate, outlaw behavior” (35). By
reading the McNamara study, Ellsberg discovered that “Kennedy and
Johnson had consistently misled the public about their intentions in
Vietnam” (Herring 267) and, as such, had attempted to conceal their
errors of judgment in policy-making with the power of the Presidency.
Ellsberg felt that this abuse of power and unadaptive decision making
would continue without public scrutiny; therefore, he photocopied and
leaked the so-called Pentagon Papers to the press.
Once Ellsberg understood the true mechanism of power and politics at
work within the policy-making in Vietnam, he came to deeply question
American leadership and its tactics. He came to view the McNamara study
as a history of foreign (American) aggression, and he came to doubt the
necessity and appropriateness of America’s policy of containment. As
Ellsberg came to mistrust American leadership and the policies of
containment, he saw American involvement in Vietnam as “a wholly
illegitimate unilateral intervention.” Ellsberg and his colleagues had
frequently dismissed similar notions before as “overblown rhetoric” and
had never paid attention to anti-war demonstrators' similar insights.
After weighing the Pentagon Papers
against his own knowledge of Vietnam, however, “Now [Ellsberg] had to
[believe those who did not support the War]” (Ellsberg 33-34). Once
again, the Vietnam War forced Ellsberg to reassess fundamental
perspectives and opinions that he had held for years, if not decades.
America’s experience in Vietnam seemed to have that effect on many
people within and without the government: “America’s failure in Vietnam
called into question the basic premises of [containment] and provoked a
searching reappraisal of Americans’ attitudes toward the world and
their place in it” (Herring xi). As it did for Ellsberg, Vietnam made
Americans rethink their once unquestioned active role in containing
Communism. In fact, after the fall of Saigon, only “34 percent [of the
American people] expressed a willingness to send troops should the
Russians attempt to take over West Berlin” (Herring 308). Even in a
situation that involved clear Communist aggression, the American people
were far less willing to militarily fight Communism than they had been
before the Vietnam War.
American disillusionment with containing Communism was all the more
bitter because Ho Chi Minh and the Vietcong had forced the United
States to reassess its military superiority and the complacency which
had been part of the nation’s liberal consensus for decades. Similar to
the way Ellsberg saw how American tactics discredited Vietcong success,
Americans, including Secretary of Defense McNamara, came to see “Ho Chi
Minh [as] a tough S.O.B” who “won’t quit no matter how much bombing we
do” (Herring 193). The U.S. was not easily winning the War, and
American tactics and the notions of containment upon which they were
predicated seemed senseless and futile. The destruction of villages
like My Lai under the ethos of “We had to destroy the town to save it”
(Herring 210), the endless bombing, and the skyrocketing body counts
seemed pointless and even morally reprehensible to many Americans.
Such tactics, taken together with Presidential rhetoric, made many
Americans question their faith in their own government. The renowned
photograph of the South Vietnamese police chief committing a street
execution in 1968 during the Tet Offensive certainly challenged
American rhetoric that we were fighting for democratic principles like
our own (Herring 203). The ability, through TV media, to see the actual
events and destruction of the War furthered the notion that reality did
not often match up with American Presidential optimism that made such
claims as,” We shall and we are going to win the War” (Herring 225).
Many American people within and without the anti-war movement began to
doubt their government, as factions of the government began to doubt
themselves.
Opposition to the war increased within the government especially after
the Tet Offensive, yet the reassessment of assumptions was not
unanimous within the higher echelons of government. There were people
like Kissinger who clung to Cold War assumptions of American supremacy
and containment even though he claimed that the Nixon administration
was not “making the same old mistakes,” yet there were also people like
McNamara and Ellsberg who reassessed American tactics and who searched
for ways to change policy in Vietnam (Herring 243, 195). This lack of
consensus amongst those responsible for making foreign policy led to
internal “confusion and uncertainty” and even worse, “ambiguities and
inconsistencies” in decision-making “that had marked American foreign
policy from the start” (Herring 209, 228).
Such uncertainty at the top amongst “smart men in pinstripes [who]
could not agree on even the most fundamental matters of public policy,”
led to uncertainty in executing the policies at the level of a typical
combat soldier (O’Brien 44). Tim O’Brien’s stories in The Things They Carried
reveal “the hard and exact truth as it seemed” to a young combat
soldier who experienced the War; his stories are aimed at getting us
(the readers) to feel as he (and other soldiers) felt (78). O’Brien’s
stories thus articulate the confusion, lack of purpose, and futility
that soldiers felt as they followed orders in Vietnam that were based
upon uncertainty in Washington.
As O’Brien states, war, in general, is confusing: “War is hell, but
that is not the half of it because war is also mystery and terror and
adventure and courage and discovery and holiness and pity and despair
and longing and love” (86-87). Soldiers have to reconcile various,
often conflicting feelings, illustrated in the account of the
camaraderie and friendship between Curt Lemon and Rat Kiley playing in
the jungle, and the immense horror and sadness the entire Company
experiences when Curt Lemon is accidentally killed only seconds later
(O’Brien 78). The narrative structure of O’Brien’s various, conflicting
accounts of how Kiowa, a young combat soldier, died also metaphorically
demonstrates the confusion of war. In “Speaking of Courage,” Norman
Bowker circles the lake, haunted by his guilt that he failed to grab
Kiowa’s boot and save him. The next story tells us that it was O’Brien,
and not Bowker, that regretted his inaction. Later, in “In the Field,”
O’Brien describes an unnamed soldier struggling with guilt over Kiowa’s
death. Within these various war stories, as within the confusing,
traumatic qualities of a soldier’s war experience, “the angles of
vision are skewed,” “the pictures get jumbled,” and the truth is
elusive (78).
O’Brien reveals the confusion and distortion of any war experience, yet
he also explains why the Vietnam War, in particular, was even worse.
Because of the government’s failure to articulate a clear vision and
clear policy, many young soldiers saw “no unity of purpose, no
consensus on matters of philosophy or history or law” in the execution
of the War, even before they were drafted to fight in it (44). Their
experience in the jungles of Vietnam following orders that were built
upon such lack of consensus reinforced their previous feelings.
Soldiers followed their orders, relied upon their instincts to keep
themselves alive, and ultimately had no greater “sense of strategy or
mission.” With their own lack of clear purpose mirroring that of their
high-level superiors in Washington, “they searched the villages not
knowing what to look for, not caring, kicking over jars of rice,
frisking children and old men, blowing tunnels, sometimes setting fires
and sometimes not, then forming up and moving on to the next village,
then other villages, where it would always be the same” (O’Brien 15 and
HIS 174C discussion). Not understanding or even caring why they were
doing what they were doing, troops often became disillusioned and came
to see their participation and the entire war itself as futile and
meaningless.
O’Brien’s example of the baby Vietcong water buffalo perfectly
illustrates the frustration and meaninglessness that soldiers felt
during the Vietnam War. Rat Kiley indiscriminately and violently
slaughters the water buffalo. His act is “a question of pain”: he has
just lost his best friend and cannot make sense of why he died.
Ironically, he reacts to these feelings about the meaninglessness of
his friend’s death with a meaningless act. Just as the soldiers in
Vietnam had no clear purpose upon which to act, Kiley has no clear
purpose in slaughtering the buffalo. Mitchell Sanders’ reaction to the
violent incident is quite telling: “Well, that’s Nam” (O’Brien 86). For
soldiers, such meaningless violence was Vietnam. O’Brien’s soldiers
come to the same conclusion that Ellsberg did: without unity of
purpose, American tactics in Vietnam became meaningless, futile
violence and aggression.
Daniel Ellsberg and The Things They Carried
illustrate the way Vietnam forced Americans, and particularly those
creating or executing policy, to reassess their earlier notions.
Vietnam made the American people as a whole re-think America’s
fundamental military strength, the assumption that Communism must be
contained at all costs, and the integrity of our leaders. We were not
clearly victorious in Vietnam; year after year people were sent to die
under the same types of futile policies, and the government was not
honest about such occurrences. The Vietnam War was like no other war
that the U.S. had fought to date: the nature and the particular
situations of policy-making in the Vietnam War, like the Civil Rights
Movement, shook loose assumptions upon which Americans had agreed for
decades. The War promulgated the weaknesses of the “liberal consensus,”
and the resulting identity crisis brought some Americans into the 60’s
and 70’s more likely to re-examine other crucial assumptions. Such
relatively unquestioned assumptions about the trustworthiness of the
government, or about gender roles, sexual orientation, and the status
of minority groups, like the World War II and Cold War assumptions,
would be prime for reconsideration. It seems that if any consensus was
left intact after the Vietnam War, it was one of cynical distrust,
critical questioning, and ideological confusion.
Works Cited
Chafe, William H. The Unfinished Journey 3rd edition. New York: Oxford University Press, 1995.
Ellsberg, Daniel. Papers on the War. New York: Simon and Schuster, 1972.
Herring, George C. America’s Longest War: the United States and Vietnam, 1950-1975 4th ed. New York: McGraw-Hill, 1996.
Hodgson, Godfrey. “The Ideology of the Liberal Consensus” in History of Our Time. Ed. William H. Chafe and Harvard Sitkoff. 4th edition. New York: Oxford University Press, 1995.
O’Brien, Tim. The Things They Carried. New York: Houghton Mifflin, 1990.
Schrag, Peter. Test of Loyalty: Daniel Ellsberg and the Rituals of the Secret Government. New York: Simon and Schuster, 1974.